Audit of financial investment brokers within the meaning of Section 34f GewO in accordance with Section 24 FinVermV
Individual and system audits (ICS) of financial investment brokers and sales companies within the meaning of Section 34f GewO in accordance with Section 24 FinVermV
Internal auditing (co-/outsourcing) for insurers and financial service providers, in particular on sales issues relating to IDD and MiFID II
Internal audit for pension funds (e.g. MaGo and ERB for IORPs)
Audit of compliance with the sustainability-related Disclosure and Taxonomy Ordinance as part of the annual audit (Section 35 (1) no. 9 VAG)
Audit of the compliance management system (CMS) for compliance with and implementation of the GDV Code of Conduct and section 3 of the PKV guidelines in accordance with IDW PS 980
Audit of property developers and construction supervisors within the meaning of Section 34c GewO in accordance with Section 16 MaBV
Sector focus
Financial Services Insurance
Further sector expertise
Insurances
Financial services
Broker/intermediary
Engagement
Member of Institut der Wirtschaftsprüfer in Germany e.V. (IDW)
Publications
Author, (2025), Amendment of the Financial Investment Brokerage Ordinance (FinVermV) through the Bureaucracy Relief Regulation, FONDS professional
Author, (2025), Practical Recommendations by Auditors for Avoiding Regulatory Violations, Trade Magazine AssCompact